Virginia — Title 13.1 · Chapter 5
- § 13.1-501 — Definitions
- § 13.1-502 — Unlawful offers and sales
- § 13.1-503 — Unlawful advice
- § 13.1-504 — Registration
- § 13.1-504.1 — Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
- § 13.1-504.2 — Broker-dealer services provided by credit unions; when registration not required
- § 13.1-505 — Procedure for registration
- § 13.1-505.1 — Post-registration provisions
- § 13.1-506 — Revocation of registration
- § 13.1-507 — Registration requirement; exemptions
- § 13.1-508 — Registration by notification
- § 13.1-509 — Registration by coordination
- § 13.1-510 — Registration by qualification
- § 13.1-511 — Effectiveness and reports
- § 13.1-513 — Stop orders
- § 13.1-514 — Exemptions
- § 13.1-514.1 — Exemption of certain securities by order of Commission
- § 13.1-514.2 — Primacy of Virginia law to be maintained
- § 13.1-515 — Advertising
- § 13.1-516 — Misleading filings
- § 13.1-517 — Consent to service of process
- § 13.1-518 — Investigations; confidentiality of information and documents
- § 13.1-518.1 — Broker-dealers and investment advisors to file certain reports with Commission
- § 13.1-519 — Injunctions
- § 13.1-520 — Crimes
- § 13.1-520.1 — Commission may transmit record or complaint to locality where violation occurred
- § 13.1-521 — Violations punishable by the Commission
- § 13.1-522 — Civil liabilities
- § 13.1-523 — Rules and forms
- § 13.1-523.1 — Commission authority to regulate securities and investment advisory activities
- § 13.1-524 — Certain records of Commission available to public; admissibility of copies; destruction
- § 13.1-525 — Official interpretations
- § 13.1-525.1 — Fees to cover expense of regulation
- § 13.1-526 — Transition
- § 13.1-527 — Short title
- § 13.1-527.1 — Division created; duties
- § 13.1-527.2 — Attorneys, employees and consultants
- § 13.1-527.3 — Commission to provide technical assistance